Investment choices without an ongoing advisory fee.
Brokerage and investment advisory services and fees differ, and it is important for you to understand the differences. Our Form CRS explains both.
Brokerage accounts are offered through Ostendale Securities, Inc. You pay a commission or sales charge when you buy or sell, and there is no ongoing advisory fee. When we make a recommendation in a brokerage account, we must act in your best interest under Regulation Best Interest, but we do not monitor the account on an ongoing basis.
Available through brokerage
- Mutual funds
- 529 college savings plans
- Individual stocks and bonds
- Fixed and variable annuities
Costs to consider
Commissions and sales charges vary by product and are described in each product's prospectus.
During your first meeting, we explain how brokerage services differ from advisory services and provide our Form CRS.
Ask the questions that matter.
We will explain the available choices and how each is paid for.
Schedule a first meeting