⌁Advisory services
Advisory accounts are offered through Ostendale Advisors, Inc. You pay an ongoing fee based on the value of the assets in your account, rather than a commission on each transaction. When we act as your investment adviser, we have a fiduciary duty to act in your best interest.
1.25% a year on the first $500,000, 1.00% on the next $500,000, 0.80% above $1 million, billed quarterly.
What is included
- A written financial plan
- Ongoing account management
- Two reviews a year
- Retirement income planning
- Reviews of old employer retirement plans
Explore advisory services◫Brokerage services
Brokerage accounts are offered through Ostendale Securities, Inc. You pay a commission or sales charge when you buy or sell, and there is no ongoing advisory fee. When we make a recommendation in a brokerage account, we must act in your best interest under Regulation Best Interest, but we do not monitor the account on an ongoing basis.
What is offered
- Mutual funds
- 529 college savings plans
- Individual stocks and bonds
- Fixed and variable annuities
Commissions and sales charges vary by product and are described in each product's prospectus.
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